Will your firm be prepared for the upcoming requirements and deadlines that will be imposed by the significant number of regulatory changes?
The U.S. Securities and Exchange Commission (SEC) has started 2023 with an aggressive regulatory agenda – currently planning to finalize over twenty rules and amendments in 2023.
Click here to read the full list of proposed rules on the SEC website: https://lnkd.in/ggtatwA
Will your compliance program be ready?
How will your compliance program be affected by these changes? We can help you make the necessary changes to your policies and procedures. Whether you need assistance updating a policy or are looking for comprehensive compliance solutions, ASG wants to partner with you.
Let us show you how outsourced compliance services can help satisfy your regulatory burdens while also allowing you to focus on your business.
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